Major Shareholders

Summary of Issued Securities 

Ordinary Shares

 
Issued shares at 31 March 2018 319,778,344
Employee options over ordinary shares at 31 March 2018 13,716,250

Major Shareholders 
The top 20 shareholders in Pharmaxis Ltd on 31 March 2018 are:

Name

Number Of Shares

'000

% Total 
1. Citicorp Nominees Pty Limited 89,019 28%
2. National Nominees Limited 38,361 12%
3. HSBC Custody Nominees (Australia) Limited  28,512  9%
4. JP Morgan Nominees Australia Limited 15,889 5%
5. Moggs Creek Pty Ltd (Moggs Creek Super A/C) 3,136 1%
6. George Engineering Pty Ltd (PG Super Fund) 2,800 1%
7. David Newnham Super Pty Ltd 2,289 1%
8. Healthcare Management Consulting (Australia) Pty Ltd 2,220 1%
9. Mr Yingkali Li 2,000 1%
10. Simgon Pty Ltd (RK Super A/C) 1,750 1%
11. Pakasoluto Pty Limited (Barkl Family Super Fund) 1,728 1%
12. Alpha Matilda Trading Pty Ltd 1,431 0%
13. Lawn Views Pty Ltd 1,253 0%
14. Mr Marco Andrea Negro  1,200 0% 
15. Warragaburra Farm Pty Ltd (Warragaburra Farm S/F a/c) 1,200 0%
16. Ginga Pty Ltd (TG Klinger S/F a/c) 1,153 0%
17. Brispot Nominees Pty Ltd (House Head Nominee a/c) 1,153 0%
18. Mr Brian Tully & Mrs Margaret Tully 1,146 0%
19. Killcare Holdings Pty Ltd 1,104 0%
20. Capital Regional et Cooperatif Desjardins 1,054 0%

Note: the above tables are updated after each quarter end

Substantial Shareholders 
Pharmaxis has received the following substantial shareholder notices: 

Name Percent Date 
BVF Partners LP 21.54% 5 April 2018
Australian Ethical Australian Share Fund 8.99% 4 April 2018
Allan Gray Australia 7.00% 29 August 2017
Montoya Investments Limited 6.20% 12 April 2013