Major Shareholders
Summary of Issued Securities
Ordinary Shares |
|
| Issued shares at 31 March 2018 | 319,778,344 |
| Employee options over ordinary shares at 31 March 2018 | 13,716,250 |
Major Shareholders
The top 20 shareholders in Pharmaxis Ltd on 31 March 2018 are:
| Name |
Number Of Shares '000 |
% Total |
| 1. Citicorp Nominees Pty Limited | 89,019 | 28% |
| 2. National Nominees Limited | 38,361 | 12% |
| 3. HSBC Custody Nominees (Australia) Limited | 28,512 | 9% |
| 4. JP Morgan Nominees Australia Limited | 15,889 | 5% |
| 5. Moggs Creek Pty Ltd (Moggs Creek Super A/C) | 3,136 | 1% |
| 6. George Engineering Pty Ltd (PG Super Fund) | 2,800 | 1% |
| 7. David Newnham Super Pty Ltd | 2,289 | 1% |
| 8. Healthcare Management Consulting (Australia) Pty Ltd | 2,220 | 1% |
| 9. Mr Yingkali Li | 2,000 | 1% |
| 10. Simgon Pty Ltd (RK Super A/C) | 1,750 | 1% |
| 11. Pakasoluto Pty Limited (Barkl Family Super Fund) | 1,728 | 1% |
| 12. Alpha Matilda Trading Pty Ltd | 1,431 | 0% |
| 13. Lawn Views Pty Ltd | 1,253 | 0% |
| 14. Mr Marco Andrea Negro | 1,200 | 0% |
| 15. Warragaburra Farm Pty Ltd (Warragaburra Farm S/F a/c) | 1,200 | 0% |
| 16. Ginga Pty Ltd (TG Klinger S/F a/c) | 1,153 | 0% |
| 17. Brispot Nominees Pty Ltd (House Head Nominee a/c) | 1,153 | 0% |
| 18. Mr Brian Tully & Mrs Margaret Tully | 1,146 | 0% |
| 19. Killcare Holdings Pty Ltd | 1,104 | 0% |
| 20. Capital Regional et Cooperatif Desjardins | 1,054 | 0% |
Note: the above tables are updated after each quarter end
Substantial Shareholders
Pharmaxis has received the following substantial shareholder notices:
| Name | Percent | Date |
| BVF Partners LP | 21.54% | 5 April 2018 |
| Australian Ethical Australian Share Fund | 8.99% | 4 April 2018 |
| Allan Gray Australia | 7.00% | 29 August 2017 |
| Montoya Investments Limited | 6.20% | 12 April 2013 |