Major Shareholders
Summary of Issued Securities
Ordinary Shares |
|
| Issued shares at 31 December 2017 | 319,720,344 |
| Employee options over ordinary shares at 31 December 2017 | 13,777,250 |
Major Shareholders
The top 20 shareholders in Pharmaxis Ltd on 31 December 2017 are:
| Name |
Number Of Shares '000 |
% Total |
| 1. Citicorp Nominees Pty Limited | 88,584 | 28% |
| 2. National Nominees Limited | 38,876 | 12% |
| 3. HSBC Custody Nominees (Australia) Limited | 26,836 | 8% |
| 4. JP Morgan Nominees Australia Limited | 16,132 | 5% |
| 5. Moggs Creek Pty Ltd (Moggs Creek Super A/C) | 3,005 | 1% |
| 6. George Engineering Pty Ltd (PG Super Fund) | 2,500 | 1% |
| 7. Mr Yingkai Li | 2,450 | 1% |
| 8. David Newnham Super Pty Ltd | 2,289 | 1% |
| 9. Healthcare Management Consulting (Australia) Pty Ltd | 2,220 | 1% |
| 10. Pakasoluto Pty Limited (Barkl Family Super Fund A/C) | 2,087 | 1% |
| 11. Simgon Pty Ltd (RK Super A/C) | 1,750 | 1% |
| 12. Alpha Matilda Trading Pty Ltd | 1,615 | 1% |
| 13. Lawn Views Pty Ltd | 1,253 | 0% |
| 14. Mr Marco Andrea Negro | 1,200 | 0% |
| 15. HSBC Custody Nominees (Australia) Limited - GSCO ECA | 1,178 | 0% |
| 16. Ms Bei Xu + Mr Dongning Wu | 1,160 | 0% |
| 17. Ginga Pty Ltd (TG Klinger S/F a/c) | 1,159 | 0% |
| 18. Mr Brian Tully & Mrs Margaret Tully | 1,146 | 0% |
| 19. Killcare Holdings Pty Ltd | 1,104 | 0% |
| 20. Capital Regional et Cooperatif Desjardins | 1,054 | 0% |
Note: the above tables are updated after each quarter end
Substantial Shareholders
Pharmaxis has received the following substantial shareholder notices:
| Name | Percent | Date |
| BVF Partners LP | 19.97% | 30 August 2017 |
| Australian Ethical Australian Share Fund | 10.16% | 3 April 2017 |
| Allan Gray Australia | 7.00% | 29 August 2017 |
| Montoya Investments Limited | 6.20% | 12 April 2013 |